Sonja J. McGill will be presenting “FINRA’s 2018 Annual Examination Priorities” at the 2018 FPA DFW Annual Conference on Wednesday, May 16th from 1:00-1:50 PM. The conference will be held at the Irving Convention Center.
The presentation will take a deep dive into FINRA’s annual examination priorities for 2018, which include a focus on continuity in its mission to protect investors and promote market integrity to facility vibrant capital markets. The presentation will also focus on FINRA’s internal organizational changes and how those changes with affect how members interact with the agency on both a short-term and long-term perspective. 1 hour of CEP, CPA, CIMA, NAPFA CE credit is available.
For more information on the 2018 FPA DFW Annual Conference, please click here.